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lightning-bolts/01-messaging.md
Christian Decker e47c1af720 moveonly: Splitting BOLT 01 into two
So far we had both the transport layer, with its initialization details,
and part of the base protocol, with some generic messages like `init`
and `error` in a single spec. I propose we split the spec into two, one
for the transport layer and one for the communication on top of that
layer. This should make the independence of the two layers even clearer.

This commit is the first step towards that goal and simply moves blocks
of text into the new spec file. It should not change any semantics.
2016-11-30 19:40:55 -08:00

5.7 KiB

BOLT #1: Message Format, Encryption, Authentication and Initialization

Communication Protocols

This protocol is written with TCP in mind, but could use any ordered, reliable transport.

The default TCP port is 9735. This corresponds to hexadecimal 2607, the unicode code point for LIGHTNING.2

All data fields are big-endian unless otherwise specified.

Future Directions

"Ping" or "noop" messages could be appended to the same output to max traffic analysis even more difficult.

In order to allow zero-RTT encrypted+authenticated communication, a Noise Pipes protocol can be adopted which composes two handshakes, potentially falling back to a full handshake if static public keys have changed.

Lightning Message Format

After decryption, all lightning messages are of the form:

  1. 2-byte big-endian type.
  2. Data bytes as specified by the total packet length.

The maximum size of these messages is 65535-bytes, so the largest message data possible is 65533 bytes. If larger messages are needed in future, a fragmentation method will be defined.

Requirements

A node MUST NOT send a message with more than 65533 data bytes. A node MUST NOT send an evenly-typed message not listed here without prior negotiation.

A node MUST ignore a received message of unknown type, if that type is odd. A node MUST fail the channels if it receives a message of unknown type, if that type is even.

A node MUST ignore any additional data within a message, beyond the length it expects for that type.

A node MUST fail the channels if it receives a known message with insufficient length for the contents.

Rationale

The standard endian of SHA2 and the encoding of bitcoin public keys are big endian, thus it would be unusual to use a different endian for other fields.

Length is limited to 65535 bytes by the cryptographic wrapping, and messages in the protocol are never more than that length anyway.

The "it's OK to be odd" rule allows for future optional extensions without negotiation or special coding in clients. The "ignore additional data" rule similarly allows for future expansion.

Implementations may prefer have message data aligned on an 8-byte boundary (the largest natural alignment requirement of any type here), but adding a 6-byte padding after the type field was considered wasteful: alignment may be achieved by decrypting the message into a buffer with 6 bytes of pre-padding.

Initialization Message

Once authentication is complete, the first message reveals the features supported or required by this node. Odd features are optional, even features are compulsory ("it's OK to be odd!"). The meaning of these bits will be defined in future.

  1. type: 16 (init)
  2. data:
    • [2:gflen]
    • [gflen:globalfeatures]
    • [2:lflen]
    • [lflen:localfeatures]

The 2-byte len fields indicate the number of bytes in the immediately following field.

Requirements

The sending node SHOULD use the minimum lengths required to represent the feature fields. The sending node MUST set feature bits corresponding to features it requires the peer to support, and SHOULD set feature bits corresponding to features it optionally supports.

The receiving node MUST fail the channels if it receives a globalfeatures or localfeatures with an even bit set which it does not understand.

Each node MUST wait to receive init before sending any other messages.

Rationale

The even/odd semantic allows future incompatible changes, or backward compatible changes. Bits should generally be assigned in pairs, so that optional features can later become compulsory.

Nodes wait for receipt of the other's features to simplify error diagnosis where features are incompatible.

The feature masks are split into local features which only affect the protocol between these two nodes, and global features which can affect HTLCs and thus are also advertised to other nodes.

Error Message

For simplicity of diagnosis, it is often useful to tell the peer that something is incorrect.

  1. type: 17 (error)
  2. data:
    • [8:channel-id]
    • [2:len]
    • [len:data]

The 2-byte len field indicates the number of bytes in the immediately following field.

Requirements

A node SHOULD send error for protocol violations or internal errors which make channels unusable or further communication unusable. A node MAY send an empty [data] field. A node sending error MUST fail the channel referred to by the channel-id, or if channel-id is 0xFFFFFFFFFFFFFFFF it MUST fail all channels and MUST close the connection. A node MUST NOT set len to greater than the data length.

A node receiving error MUST fail the channel referred to by channel-id, or if channel-id is 0xFFFFFFFFFFFFFFFF it MUST fail all channels and MUST close the connection. A receiving node MUST truncate len to the remainder of the packet if it is larger.

A receiving node SHOULD only print out data verbatim if it is a valid string.

Rationale

There are unrecoverable errors which require an abort of conversations; if the connection is simply dropped then the peer may retry the connection. It's also useful to describe protocol violations for diagnosis, as it indicates that one peer has a bug.

It may be wise not to distinguish errors in production settings, lest it leak information, thus the optional data field.

Acknowledgements

TODO(roasbeef); fin

References

  1. https://en.bitcoin.it/wiki/Secp256k1
  2. http://www.unicode.org/charts/PDF/U2600.pdf

Authors

FIXME

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