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blockchain: Add RollingMerkleTree
RollingMerkleTree is a much more memory efficient way of calculating the merkle root of a tx commitment inside the bitcoin block header. The current way of calculating the merkle root allocates 2*N elements. With the RollingMerkleTree, we are able to reduce the memory allocated to log2(N). This results in significant memory savings (99.9% in an average block), allowing for a faster block verification.
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136
blockchain/rolling_merkle.go
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136
blockchain/rolling_merkle.go
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package blockchain
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import (
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"math/bits"
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"github.com/btcsuite/btcd/btcutil"
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"github.com/btcsuite/btcd/chaincfg/chainhash"
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)
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// rollingMerkleTreeStore calculates the merkle root by only allocating O(logN)
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// memory where N is the total amount of leaves being included in the tree.
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type rollingMerkleTreeStore struct {
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// roots are where the temporary merkle roots get stored while the
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// merkle root is being calculated.
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roots []chainhash.Hash
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// numLeaves is the total leaves the store has processed. numLeaves
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// is required for the root calculation algorithm to work.
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numLeaves uint64
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}
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// newRollingMerkleTreeStore returns a rollingMerkleTreeStore with the roots
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// allocated based on the passed in size.
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//
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// NOTE: If more elements are added in than the passed in size, there will be
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// additional allocations which in turn hurts performance.
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func newRollingMerkleTreeStore(size uint64) rollingMerkleTreeStore {
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var alloc int
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if size != 0 {
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alloc = bits.Len64(size - 1)
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}
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return rollingMerkleTreeStore{roots: make([]chainhash.Hash, 0, alloc)}
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}
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// add adds a single hash to the merkle tree store. Refer to algorithm 1 "AddOne" in
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// the utreexo paper (https://eprint.iacr.org/2019/611.pdf) for the exact algorithm.
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func (s *rollingMerkleTreeStore) add(add chainhash.Hash) {
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// We can tell where the roots are by looking at the binary representation
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// of the numLeaves. Wherever there's a 1, there's a root.
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//
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// numLeaves of 8 will be '1000' in binary, so there will be one root at
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// row 3. numLeaves of 3 will be '11' in binary, so there's two roots. One at
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// row 0 and one at row 1. Row 0 is the leaf row.
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//
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// In this loop below, we're looking for these roots by checking if there's
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// a '1', starting from the LSB. If there is a '1', we'll hash the root being
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// added with that root until we hit a '0'.
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newRoot := add
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for h := uint8(0); (s.numLeaves>>h)&1 == 1; h++ {
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// Pop off the last root.
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var root chainhash.Hash
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root, s.roots = s.roots[len(s.roots)-1], s.roots[:len(s.roots)-1]
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// Calculate the hash of the new root and append it.
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newRoot = HashMerkleBranches(&root, &newRoot)
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}
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s.roots = append(s.roots, newRoot)
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s.numLeaves++
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}
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// calcMerkleRoot returns the merkle root for the passed in transactions.
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func (s *rollingMerkleTreeStore) calcMerkleRoot(adds []*btcutil.Tx, witness bool) chainhash.Hash {
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for i := range adds {
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// If we're computing a witness merkle root, instead of the
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// regular txid, we use the modified wtxid which includes a
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// transaction's witness data within the digest. Additionally,
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// the coinbase's wtxid is all zeroes.
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switch {
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case witness && i == 0:
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var zeroHash chainhash.Hash
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s.add(zeroHash)
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case witness:
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s.add(*adds[i].WitnessHash())
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default:
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s.add(*adds[i].Hash())
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}
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}
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// If we only have one leaf, then the hash of that tx is the merkle root.
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if s.numLeaves == 1 {
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return s.roots[0]
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}
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// Add on the last tx again if there's an odd number of txs.
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if len(adds) > 0 && len(adds)%2 != 0 {
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switch {
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case witness:
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s.add(*adds[len(adds)-1].WitnessHash())
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default:
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s.add(*adds[len(adds)-1].Hash())
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}
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}
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// If we still have more than 1 root after adding on the last tx again,
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// we need to do the same for the upper rows.
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//
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// For exmaple, the below tree has 6 leaves. For row 1, you'll need to
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// hash 'F' with itself to create 'C' so you have something to hash with
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// 'B'. For bigger trees we may need to do the same in rows 2 or 3 as
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// well.
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//
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// row :3 A
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// / \
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// row :2 B C
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// / \ / \
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// row :1 D E F F
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// / \ / \ / \
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// row :0 1 2 3 4 5 6
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for len(s.roots) > 1 {
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// If we have to keep adding the last node in the set, bitshift
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// the num leaves right by 1. This effectively moves the row up
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// for calculation. We do this until we reach a row where there's
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// an odd number of leaves.
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//
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// row :3 A
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// / \
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// row :2 B C D
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// / \ / \ / \
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// row :1 E F G H I J
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// / \ / \ / \ / \ / \ / \
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// row :0 1 2 3 4 5 6 7 8 9 10 11 12
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//
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// In the above tree, 12 leaves were added and there's an odd amount
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// of leaves at row 2. Because of this, we'll bitshift right twice.
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currentLeaves := s.numLeaves
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for h := uint8(0); (currentLeaves>>h)&1 == 0; h++ {
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s.numLeaves >>= 1
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}
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// Add the last root again so that it'll get hashed with itself.
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h := s.roots[len(s.roots)-1]
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s.add(h)
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}
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return s.roots[0]
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}
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174
blockchain/rolling_merkle_test.go
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174
blockchain/rolling_merkle_test.go
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package blockchain
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import (
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"testing"
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"github.com/btcsuite/btcd/chaincfg/chainhash"
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"github.com/stretchr/testify/require"
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)
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func TestRollingMerkleAdd(t *testing.T) {
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tests := []struct {
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leaves []chainhash.Hash
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expectedRoots []chainhash.Hash
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expectedNumLeaves uint64
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}{
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// 00 (00 is also a root)
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{
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leaves: []chainhash.Hash{
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{0x00},
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},
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expectedRoots: []chainhash.Hash{
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{0x00},
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},
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expectedNumLeaves: 1,
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},
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// root
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// |---\
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// 00 01
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{
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leaves: []chainhash.Hash{
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{0x00},
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{0x01},
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},
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expectedRoots: []chainhash.Hash{
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func() chainhash.Hash {
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hash, err := chainhash.NewHashFromStr(
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"c2bf026e62af95cd" +
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"7b785e2cd5a5f1ec" +
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"01fafda85886a8eb" +
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"d34482c0b05dc2c2")
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require.NoError(t, err)
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return *hash
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}(),
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},
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expectedNumLeaves: 2,
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},
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// root
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// |---\
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// 00 01 02
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{
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leaves: []chainhash.Hash{
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{0x00},
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{0x01},
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{0x02},
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},
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expectedRoots: []chainhash.Hash{
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func() chainhash.Hash {
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hash, err := chainhash.NewHashFromStr(
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"c2bf026e62af95cd" +
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"7b785e2cd5a5f1ec" +
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"01fafda85886a8eb" +
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"d34482c0b05dc2c2")
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require.NoError(t, err)
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return *hash
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}(),
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{0x02},
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},
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expectedNumLeaves: 3,
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},
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// root
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// |-------\
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// br br
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// |---\ |---\
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// 00 01 02 03
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{
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leaves: []chainhash.Hash{
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{0x00},
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{0x01},
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{0x02},
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{0x03},
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},
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expectedRoots: []chainhash.Hash{
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func() chainhash.Hash {
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hash, err := chainhash.NewHashFromStr(
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"270714425ea73eb8" +
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"5942f0f705788f25" +
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"1fefa3f533410a3f" +
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"338de46e641082c4")
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require.NoError(t, err)
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return *hash
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}(),
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},
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expectedNumLeaves: 4,
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},
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// root
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// |-------\
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// br br
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// |---\ |---\
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// 00 01 02 03 04
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{
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leaves: []chainhash.Hash{
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{0x00},
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{0x01},
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{0x02},
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{0x03},
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{0x04},
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},
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expectedRoots: []chainhash.Hash{
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func() chainhash.Hash {
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hash, err := chainhash.NewHashFromStr(
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"270714425ea73eb8" +
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"5942f0f705788f25" +
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"1fefa3f533410a3f" +
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"338de46e641082c4")
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require.NoError(t, err)
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return *hash
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}(),
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{0x04},
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},
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expectedNumLeaves: 5,
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},
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// root
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// |-------\
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// br br root
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// |---\ |---\ |---\
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// 00 01 02 03 04 05
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{
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leaves: []chainhash.Hash{
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{0x00},
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{0x01},
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{0x02},
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{0x03},
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{0x04},
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{0x05},
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},
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expectedRoots: []chainhash.Hash{
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func() chainhash.Hash {
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hash, err := chainhash.NewHashFromStr(
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"270714425ea73eb8" +
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"5942f0f705788f25" +
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"1fefa3f533410a3f" +
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"338de46e641082c4")
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require.NoError(t, err)
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return *hash
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}(),
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func() chainhash.Hash {
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hash, err := chainhash.NewHashFromStr(
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"e5c2407ba454ffeb" +
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"28cf0c50c5c293a8" +
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"4c9a75788f8a8f35" +
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"ccb974e606280377")
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require.NoError(t, err)
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return *hash
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}(),
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},
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expectedNumLeaves: 6,
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},
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}
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for _, test := range tests {
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s := newRollingMerkleTreeStore(uint64(len(test.leaves)))
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for _, leaf := range test.leaves {
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s.add(leaf)
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}
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require.Equal(t, s.roots, test.expectedRoots)
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require.Equal(t, s.numLeaves, test.expectedNumLeaves)
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}
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}
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